Financial Services Authority

Results: 3688



#Item
41Economy / Government / Finance / Security / Stock market / Financial Services Authority / Option / Regulation / Bank / Financial Sector Legislative Reforms Commission

RIA Knowledge Transfer and Capacity Building Program Regulatory Impact Assessment * - Main Findings and Policy Recommendations - CNVM Regulation no

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Source URL: www.spi-romania.eu

Language: English - Date: 2007-11-05 09:25:54
42Economy / Finance / Money / Financial services / Mortgage broker / Mortgage loan / ING Group / Mortgage / Service industries / Subprime mortgage crisis / Commercial mortgage / Excel Insurance Solutions

mortgages 4.CONTRACTORS About our Mortgage & Insurance Services and Costs The Financial Conduct Authority

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Source URL: www.mortgages4.contractors

Language: English - Date: 2016-01-20 07:43:22
43Economy / Technology / Economy of the United Kingdom / HM Treasury / Computing / Systemic risk / Impact assessment / Philosophy of science / Financial Services Authority / Financial regulation / Value / Technological convergence

Microsoft Word - RIA Knowledge Program Phase II Step I - Minutes.doc

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Source URL: www.spi-romania.eu

Language: English - Date: 2007-07-17 13:51:11
44Economy / Consumer protection law / European Union law / European Union / Markets in Financial Instruments Directive / Systemic risk / Consumer protection / Online shopping / European Single Market / Bank / Financial literacy / Financial Services and Markets Authority

Debriefing on EC priorities on Retail Financial Services as resulted from the public hearing on Retail Financial Services September 26, 2007, InfoEuropa Center, The SPI Secretariat representative participated at

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Source URL: www.spi-romania.eu

Language: English - Date: 2007-09-25 09:54:49
45Economy / Finance / Money / Systemic risk / Financial services / Corporate law / European Market Infrastructure Regulation / Financial regulation / Trade Repository / Over-the-counter / Derivative / Swiss Financial Market Supervisory Authority

BANKING - SWITZERLAND AUTHORS Impact of new financial market infrastructure regulation

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Source URL: www.mll-legal.com

Language: English - Date: 2016-07-27 04:48:54
46Economy / Business / Finance / Financial regulation / Money laundering / Tax evasion / Terrorism / Service industries / Financial services / Financial Conduct Authority / Accounting / Alternative Investment Fund Managers Directive

FCASUPERVISION MANUAL (FINANCIAL CRIME REPORT) INSTRUMENT 2016 Powers exercised A.

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Source URL: www.handbook.fca.org.uk

Language: English
47European Union / European Insurance and Occupational Pensions Authority / Financial services / Corporate law / Economy / Alternative Investment Fund Managers Directive / Europe

European Regulatory Summary - OctoberRAR   The  Shadow  Banking  proposals  and  the  revised  Payment  Services  Direc ve  received  European  Par-­‐ liament  approval.  The  commission  made

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Source URL: www.mtsmarkets.com

Language: English - Date: 2015-11-03 05:17:35
48Economy / Finance / Money / Financial markets / Systemic risk / European Union / Financial regulation / Markets in Financial Instruments Directive / Specialized investment fund / FSMA / Marketing / Mail

FINAL     Financial  Services  and  Markets  Authority  (FSMA)   Rue  du  Congrès  12-­‐14   B-­‐1000  Brussels    

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Source URL: www.belsipa.be

Language: English - Date: 2015-07-20 04:24:36
49Economy / Finance / Money / Systemic risk / United States federal banking legislation / Consumer Financial Protection Bureau / Corporate crime / Financial technology / Financial regulation / Office of the Comptroller of the Currency / Community Reinvestment Act / Financial Conduct Authority

April 5, 2016 Regulatory Guidance Regarding FinTech Products and Services OCC White Paper and New CFPB Policy Clarify Regulatory Expectations for Financial Institutions and Other Market Participants

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Source URL: www.sullcrom.com

Language: English - Date: 2016-04-05 11:50:18
50Economy / European Union directives / European Union / Finance / Money / Systemic risk / Corporate law / Financial services / Alternative Investment Fund Managers Directive / Undertakings for Collective Investment in Transferable Securities Directive / European Securities and Markets Authority / Passport

Call for evidence AIFMD passport and third country AIFMs 7 November 2014 | ESMA Date: 7 November 2014

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Source URL: files.irishfunds.ie

Language: English - Date: 2015-05-24 10:41:13
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