Financial Services Authority

Results: 3688



#Item
41RIA Knowledge Transfer and Capacity Building Program  Regulatory Impact Assessment * - Main Findings and Policy Recommendations -  CNVM Regulation no

RIA Knowledge Transfer and Capacity Building Program Regulatory Impact Assessment * - Main Findings and Policy Recommendations - CNVM Regulation no

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Source URL: www.spi-romania.eu

Language: English - Date: 2007-11-05 09:25:54
42mortgages  4.CONTRACTORS About our Mortgage & Insurance Services and Costs The Financial Conduct Authority

mortgages 4.CONTRACTORS About our Mortgage & Insurance Services and Costs The Financial Conduct Authority

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Source URL: www.mortgages4.contractors

Language: English - Date: 2016-01-20 07:43:22
43Microsoft Word - RIA Knowledge Program Phase II Step I - Minutes.doc

Microsoft Word - RIA Knowledge Program Phase II Step I - Minutes.doc

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Source URL: www.spi-romania.eu

Language: English - Date: 2007-07-17 13:51:11
44Debriefing on EC priorities on Retail Financial Services as resulted from the public hearing on Retail Financial Services September 26, 2007, InfoEuropa Center, The SPI Secretariat representative participated at

Debriefing on EC priorities on Retail Financial Services as resulted from the public hearing on Retail Financial Services September 26, 2007, InfoEuropa Center, The SPI Secretariat representative participated at

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Source URL: www.spi-romania.eu

Language: English - Date: 2007-09-25 09:54:49
45BANKING - SWITZERLAND  AUTHORS Impact of new financial market infrastructure regulation

BANKING - SWITZERLAND AUTHORS Impact of new financial market infrastructure regulation

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Source URL: www.mll-legal.com

Language: English - Date: 2016-07-27 04:48:54
46FCASUPERVISION MANUAL (FINANCIAL CRIME REPORT) INSTRUMENT 2016 Powers exercised A.

FCASUPERVISION MANUAL (FINANCIAL CRIME REPORT) INSTRUMENT 2016 Powers exercised A.

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Source URL: www.handbook.fca.org.uk

Language: English
47European Regulatory Summary - OctoberRAR   The  Shadow  Banking  proposals  and  the  revised  Payment  Services  Direc ve  received  European  Par-­‐ liament  approval.  The  commission  made

European Regulatory Summary - OctoberRAR   The  Shadow  Banking  proposals  and  the  revised  Payment  Services  Direc ve  received  European  Par-­‐ liament  approval.  The  commission  made

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Source URL: www.mtsmarkets.com

Language: English - Date: 2015-11-03 05:17:35
48FINAL	
   	
   Financial	
  Services	
  and	
  Markets	
  Authority	
  (FSMA)	
   Rue	
  du	
  Congrès	
  12-­‐14	
   B-­‐1000	
  Brussels	
   	
  

FINAL     Financial  Services  and  Markets  Authority  (FSMA)   Rue  du  Congrès  12-­‐14   B-­‐1000  Brussels    

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Source URL: www.belsipa.be

Language: English - Date: 2015-07-20 04:24:36
49April 5, 2016  Regulatory Guidance Regarding FinTech Products and Services OCC White Paper and New CFPB Policy Clarify Regulatory Expectations for Financial Institutions and Other Market Participants

April 5, 2016 Regulatory Guidance Regarding FinTech Products and Services OCC White Paper and New CFPB Policy Clarify Regulatory Expectations for Financial Institutions and Other Market Participants

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Source URL: www.sullcrom.com

Language: English - Date: 2016-04-05 11:50:18
50Call for evidence AIFMD passport and third country AIFMs 7 November 2014 | ESMA  Date: 7 November 2014

Call for evidence AIFMD passport and third country AIFMs 7 November 2014 | ESMA Date: 7 November 2014

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Source URL: files.irishfunds.ie

Language: English - Date: 2015-05-24 10:41:13